Web4. SFC suspends a responsible officer for breach of KYC and AML/CFT for eight months The SFC has suspended Mr. Tang Kai Shing, responsible officer (RO) and managing director of Rifa Futures Limited (Rifa), for eight months from 2 September 2024 to 1 May 2024 for breach of KYC, AML/CFT and other regulatory requirements between May 2016 … WebChina Times Securities Limited (“ the Specified Corporation”) is a corporation licensed under the Ordinance to carry on Type 1 regulated activity. 2.
Jobs at china times securities limited - Oct 2024 JobsDB
WebLow Trading Costs Powerful Trading Tools Exceptional Client Services Licenses & Qualifications Trusted & Secured Awards & Recognition * The data comes from the company's operating statistics, as of November 2024 Begin Your Investment Journey No Charge for Custody Fee No Minimum Balance Requirements Competitive Costs Web1-30 of 144 jobs at china times securities limited. Analyst to Associate, Systems Operation. China Everbright Securities International Company Limited. Causeway Bay. Conduct daily systems operation. ... Holder of SFC licenses for Type 1. 9d ago. Job Functions Banking / Finance / Investment / Dealing & Trading / Equities / Capital … chinese in clawson mi
Officers: CHINA TIMES SECURITIES LIMITED 中辰證券有限 …
WebChina Securities Limited (collectively “CSL”) was established in 2024 providing securities trading, margin financing and securities placing services to both local and global … WebChina Shandong Hi-Speed Financial Group Ltd. Sep 2024 - Present2 years 8 months. 香港特別行政區. Buy-side investments. Regulatory Activity Type 1: Dealing in securities (including HK, margin, placing, Fixed Income Securities, book-runner) Regulatory Activity Type 4: Advising on securities (Research, Underwriting) Regulatory Activity Type ... WebOver 25 years of Regional work experience in Singapore, Hong Kong, PRC as * General Manager (GM) / Chief Investment Officer (CIO), Head of Asset Management, * Authorised Public Fund Manager (Mutual Fund, Unit Trust) in Singapore, PRC, HK, * Hedge Fund Manager, * Investment Analyst, * Management Consultant, * Accountant, >* … chinese in context personal investigation